-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I56z5oUs9Q9+QX4AoMy0OkWIT8qPU1n+LVbmqJPNqtGp195Sy1IhZoBAVzQDG4I6 vSHfw3/IMZv5RCkXWRdkxw== 0000921530-04-000527.txt : 20041103 0000921530-04-000527.hdr.sgml : 20041103 20041103170811 ACCESSION NUMBER: 0000921530-04-000527 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20041103 DATE AS OF CHANGE: 20041103 GROUP MEMBERS: INVESTOR AB SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TESSERA TECHNOLOGIES INC CENTRAL INDEX KEY: 0001261694 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 161620029 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-79365 FILM NUMBER: 041117040 BUSINESS ADDRESS: STREET 1: 3099 ORCHARD DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4088940700 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INVESTOR AB CENTRAL INDEX KEY: 0000889232 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: ARAENALSGATAN SC STREET 2: S-103 32 CITY: STOCKHOLM SWEDEN STATE: V7 ZIP: 00000 BUSINESS PHONE: 2125159000 MAIL ADDRESS: STREET 1: KIRKPATRICK & LOCKHART LLP STREET 2: 1500 OLIVER BUILDING CITY: PITTSBURGH STATE: PA ZIP: 15222 SC 13D 1 tessera13d_110104.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* TESSERA TECHNOLOGIES, INC. (Name of Issuer) Common Stock, Par Value $.001 Per Share (Title of Class of Securities) 88164L100 (CUSIP Number) James E. Kaye, Esq. Akin Gump Strauss Hauer & Feld LLP 590 Madison Avenue New York, New York 10022 (212) 872-1000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 25, 2004 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule ss.240.13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Continued on following page(s) Page 1 of 12 Pages SCHEDULE 13D CUSIP No. 88164L100 Page 2 of 12 Pages 1 Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) Investor AB 2 Check the Appropriate Box If a Member of a Group (See Instructions) a. [ ] b. [x] 3 SEC Use Only 4 Source of Funds (See Instructions) Not Applicable 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] 6 Citizenship or Place of Organization Sweden Number of 7 Sole Voting Power Shares 3,019,551 Beneficially 8 Shared Voting Power Owned By 0 Each 9 Sole Dispositive Power Reporting 3,019,551 Person 10 Shared Dispositive Power With 11 Aggregate Amount Beneficially Owned by Each Reporting Person 3,019,551 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] 13 Percent of Class Represented By Amount in Row (11) 7.48% 14 Type of Reporting Person (See Instructions) OO Page 3 of 12 Pages This Amendment No. 2 to Schedule 13D relates to shares of common stock, par value $.001 per share (the "Shares"), of Tessera Technologies, Inc. (the "Issuer"). This Amendment No. 2 supplementally amends the initial statement on Schedule 13D, dated November 26, 2003, and Amendment No. 1 on Schedule 13D, dated April 1, 2004 (together, the "Initial Statement"). This Amendment No. 2 is being filed by the Reporting Person to report that the number of Shares of which certain of the Reporting Persons may be deemed the beneficial owners have decreased by more than one percent of the amount of Shares outstanding. Capitalized terms used but not defined herein shall have the meanings ascribed to them in the Initial Statement. The Initial Statement is supplementally amended as follows. Item 2. Identity and Background. This Statement is being filed on behalf of Investor AB ("Investor AB", or the "Reporting Person"). This Statement relates to the Shares held for the accounts of Investor AB and Investor Group, L.P., a Guernsey limited partnership ("Investor Group"). Investor AB is the ultimate general partner of Investor Group and, in such capacity, may be deemed to have voting and dispositive power over the Shares held for the account of Investor Group. Updated information concerning the identity and background of the directors and officers of Investor AB is set forth in Annex A hereto, which is incorporated by reference in response to this Item 2. Item 5. Interest in Securities of the Issuer. (a) Investor AB may be deemed the beneficial owner of 3,019,551 Shares (approximately 7.48% of the total number of Shares outstanding). This number consists of A) 2,113,686 Shares held for its account and B) 905,865 Shares held for the account of Investor Group. The percentage set forth above is calculated on the basis of the Issuer having 40,378,406 Shares outstanding as of August 9, 2004, as stated in the Issuer's most recent quarterly report on Form 10-Q. (b) Investor AB may be deemed to have sole power to direct the voting and disposition of 3,019,551 Shares. (c) Except for the transactions listed on Annex B hereto, there have been no transactions with respect to the Shares since September 4, 2004 (60 days prior to the date hereof) by the Reporting Person. (d) The partners of Investor Group, including Investor AB, have the right to participate in the receipt of dividends from, or the proceeds from the sale of, the Shares held for the account of Investor Group in accordance with their ownership interests in Investor Group. (e) Not applicable. Page 4 of 12 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in this Statement is true, complete and correct. Date: November 3, 2004 INVESTOR AB By: /s/ Michael Oporto ---------------------------- Michael Oporto Attorney-in-Fact By: /s/ Henry Gooss ---------------------------- Henry Gooss Attorney-in-Fact Page 5 of 12 Pages ANNEX A Directors and Officers of Investor AB
Name/Title/Citizenship Principal Occupation Business Address - ---------------------- -------------------- ---------------- Claes Dahlback Chairman of Stora Enso Oyj, Gambro AB, V&S Group Investor AB Chairman AB, EQT Funds, Investor Capital Partners; Director Arsenalsgatan 8c (Swedish) of Goldman Sachs; Vice Chairman W Capital S-103 32 Management AB Stockholm, Sweden Jacob Wallenberg Chairman of SEB Skandinaviska Enskilda Banken AB, Investor AB Vice Chairman W Capital Management; Vice Chairman of Atlas Copco Arsenalsgatan 8c (Swedish) AB, The Knut and Alice Wallenberg Foundation, SAS S-103 32 AB; Director of ABB Ltd., Confederation of Swedish Stockholm, Sweden Enterprise, Wharton European Adisory Board and the Nobel Foundation Marcus Wallenberg Vice Chairman of Telefonaktiebolaget LM Ericsson, Investor AB Director Saab AB, SEB Skandinaviska Enskilda Banken AB; Arsenalsgatan 8c President and Chief Director of AstraZeneca PLC, Scania AB, Stora Enso S-103 32 Executive Officer Oyj, EQT Partners AB, Hi3G AB Stockholm, Sweden (Swedish) Hakan Mogren Chairman of Affibody AB, The Swedish-America Investor AB Director Foundation; Deputy Chairman of AstraZeneca PLC; Arsenalsgatan 8c (Swedish) Director of Norsk Hydro ASA, Groupe Danone, Remy S-103 32 Cointreau, Marianne and Marcus Wallenberg Stockholm, Sweden Foundation; Member of the Royal Swedish Academy of Engineering Sciences and the Swedish Gastronomic Academy Sune Carlsson Chairman of Atlas Copco AB; Director of Scania AB, Investor AB Director Picanol N.V., Autoliv Inc. Arsenalsgatan 8c (Swedish) S-103 32 Stockholm, Sweden Anders Scharp Chairman of AB SKF and Saab AB; Director of Investor AB Director Nederman & Co. Arsenalsgatan 8c (Swedish) S-103 32 Stockholm, Sweden Peter D. Sutherland Chairman and Managing Director of Goldman Sachs Investor AB Director International; Chairman of BP p.l.c.; Director of Arsenalsgatan 8c (Irish) The Royal Bank of Scotland plc; National S-103 32 Westminster Bank Plc. Stockholm, Sweden
Page 6 of 12 Pages
Name/Title/Citizenship Principal Occupation Business Address - ---------------------- -------------------- ---------------- Bjorn Svedberg Chairman of Hi3G Access AB, Nefab AB; Director of Investor AB Director Saab AB; Member of the Morgan Stanley European Arsenalsgatan 8c (Swedish) Advisory Board, The Knut and Alice Wallenberg S-103 32 Foundation, Royal Swedish Academy of Engineering Stockholm, Sweden Sciences. O. Griffith Sexton Advisory Director at Morgan Stanley; Adjunct Investor AB Director Professor at the Columbia Business School; and Arsenalsgatan 8c (American) Visiting Lecturer at Princeton University's S-103 32 Bendheim Center for Finance Stockholm, Sweden Ulla Litzen President of W Capital Management AB; Director of Investor AB Director AB Svensk Stiftelseforvaltning, AB SKF, Atlas Copco Arsenalsgatan 8c (Swedish) AB, Karo Bio AB and Posten AB S-103 32 Stockholm, Sweden Sirkka Hamalainen Director of Kone Corporation, Sanoma WSOY, Helsinki Investor AB Director School of Economics Holding Oy. Arsenalsgatan 8c (Finnish) S-103 32 Stockholm, Sweden Borje Ekholm New Investments, New York, Director of Tessera Investor Growth Capital, Inc. Executive Vice President Technologies, Inc., Greenway Medical Technologies, 12 East 49th Street (Swedish) Paratek Microwave Inc, Biotage AB; WM-Data AB, and New York, N.Y. 10017 AB Chalmers Invest Lars Wedenborn Director of Grand Group AB, Stockholmborsen AB, Investor AB Chief Financial Officer & WM-Data AB Arsenalsgatan 8c Executive Vice President S-103 32 (Swedish) Stockholm,Sweden
Except as set forth in Item 4 of the Initial Schedule 13D filed by the Reporting Persons with regard to the security ownership of Mr. Borje Ekholm, to the best of the Reporting Person's knowledge: (a) None of the above persons hold any Shares. (b) None of the above persons has any contracts, arrangements, understandings or relationships with respect to the Shares. Page 7 of 12 Pages ANNEX B RECENT TRANSACTIONS IN THE SECURITIES OF TESSERA TECHNOLOGIES, INC. Date of Nature of Number of For the Account of Transaction Transaction Securities Price - ------------------ ----------- ----------- ---------- ----- Investor AB 10/25/04 Sale 14,000 $27.70 Investor Group, L.P. 10/25/04 Sale 6,000 $27.70 Investor AB 10/25/04 Sale 24,500 $27.80 Investor Group, L.P. 10/25/04 Sale 10,500 $27.80 Investor AB 10/25/04 Sale 69,790 $27.85 Investor Group, L.P. 10/25/04 Sale 29,910 $27.85 Investor AB 10/25/04 Sale 210 $27.90 Investor Group, L.P. 10/25/04 Sale 90 $27.90 Investor AB 10/25/04 Sale 4,410 $28.25 Investor Group, L.P. 10/25/04 Sale 1,890 $28.25 Investor AB 10/25/04 Sale 43,400 $28.75 Investor Group, L.P. 10/25/04 Sale 18,600 $28.75 Investor AB 10/25/04 Sale 70 $28.76 Investor Group, L.P. 10/25/04 Sale 30 $28.76 Investor AB 10/25/04 Sale 70 $28.78 Investor Group, L.P. 10/25/04 Sale 30 $28.78 Investor AB 10/25/04 Sale 19,320 $28.80 Investor Group, L.P. 10/25/04 Sale 8,280 $28.80 Investor AB 10/25/04 Sale 70 $28.81 Investor Group, L.P. 10/25/04 Sale 30 $28.81 Page 8 of 12 Pages Date of Nature of Number of For the Account of Transaction Transaction Securities Price - ------------------ ----------- ----------- ---------- ----- Investor AB 10/25/04 Sale 5,250 $28.85 Investor Group, L.P. 10/25/04 Sale 2,250 $28.85 Investor AB 10/25/04 Sale 4,900 $28.90 Investor Group, L.P. 10/25/04 Sale 2,100 $28.90 Investor AB 10/25/04 Sale 41,790 $29.50 Investor Group, L.P. 10/25/04 Sale 17,910 $29.50 Investor AB 10/25/04 Sale 2,520 $29.60 Investor Group, L.P. 10/25/04 Sale 1,080 $29.60 Investor AB 10/25/04 Sale 140 $29.65 Investor Group, L.P. 10/25/04 Sale 60 $29.65 Investor AB 10/25/04 Sale 70 $29.67 Investor Group, L.P. 10/25/04 Sale 30 $29.67 Investor AB 10/25/04 Sale 420 $29.69 Investor Group, L.P. 10/25/04 Sale 180 $29.69 Investor AB 10/25/04 Sale 26,180 $29.70 Investor Group, L.P. 10/25/04 Sale 11,220 $29.70 Investor AB 10/25/04 Sale 10,500 $29.71 Investor Group, L.P. 10/25/04 Sale 4,500 $29.71 Investor AB 10/25/04 Sale 10,500 $29.75 Investor Group, L.P. 10/25/04 Sale 4,500 $29.75 Investor AB 10/25/04 Sale 14,490 $29.77 Investor Group, L.P. 10/25/04 Sale 6,210 $29.77 Investor AB 10/25/04 Sale 2,380 $29.79 Investor Group, L.P. 10/25/04 Sale 1,020 $29.79 Investor AB 10/25/04 Sale 140 $29.84 Page 9 of 12 Pages Date of Nature of Number of For the Account of Transaction Transaction Securities Price - ------------------ ----------- ----------- ---------- ----- Investor Group, L.P. 10/25/04 Sale 60 $29.84 Investor AB 10/25/04 Sale 1,050 $29.90 Investor Group, L.P. 10/25/04 Sale 450 $29.90 Investor AB 10/25/04 Sale 490 $29.92 Investor Group, L.P. 10/25/04 Sale 210 $29.92 Investor AB 10/25/04 Sale 3,990 $29.93 Investor Group, L.P. 10/25/04 Sale 1,710 $29.93 Investor AB 10/25/04 Sale 630 $29.94 Investor Group, L.P. 10/25/04 Sale 270 $29.94 Investor AB 10/25/04 Sale 70,700 $29.98 Investor Group, L.P. 10/25/04 Sale 30,300 $29.98 Investor AB 10/25/04 Sale 70 $29.99 Investor Group, L.P. 10/25/04 Sale 30 $29.99 Investor AB 10/25/04 Sale 9,100 $30.00 Investor Group, L.P. 10/25/04 Sale 3,900 $30.00 Investor AB 10/25/04 Sale 280 $30.01 Investor Group, L.P. 10/25/04 Sale 120 $30.01 Investor AB 10/25/04 Sale 2,870 $30.02 Investor Group, L.P. 10/25/04 Sale 1,230 $30.02 Investor AB 10/25/04 Sale 4,200 $30.07 Investor Group, L.P. 10/25/04 Sale 1,800 $30.07 Investor AB 10/25/04 Sale 5,460 $30.10 Investor Group, L.P. 10/25/04 Sale 2,340 $30.10 Investor AB 10/25/04 Sale 140 $30.11 Investor Group, L.P. 10/25/04 Sale 60 $30.11 Page 10 of 12 Pages Date of Nature of Number of For the Account of Transaction Transaction Securities Price - ------------------ ----------- ----------- ---------- ----- Investor AB 10/25/04 Sale 280 $30.12 Investor Group, L.P. 10/25/04 Sale 120 $30.12 Investor AB 10/25/04 Sale 350 $30.13 Investor Group, L.P. 10/25/04 Sale 150 $30.13 Investor AB 10/25/04 Sale 21,420 $30.15 Investor Group, L.P. 10/25/04 Sale 9,180 $30.15 Investor AB 10/26/04 Sale 87,500 $27.25 Investor Group, L.P. 10/26/04 Sale 37,500 $27.25 Investor AB 10/26/04 Sale 10,500 $27.27 Investor Group, L.P. 10/26/04 Sale 4,500 $27.27 Investor AB 10/26/04 Sale 24,500 $27.50 Investor Group, L.P. 10/26/04 Sale 10,500 $27.50 Investor AB 10/26/04 Sale 10,500 $27.55 Investor Group, L.P. 10/26/04 Sale 4,500 $27.55 Investor AB 10/26/04 Sale 53,760 $27.75 Investor Group, L.P. 10/26/04 Sale 23,040 $27.75 Investor AB 10/26/04 Sale 24,500 $27.76 Investor Group, L.P. 10/26/04 Sale 10,500 $27.76 Investor AB 10/26/04 Sale 17,500 $27.77 Investor Group, L.P. 10/26/04 Sale 7,500 $27.77 Investor AB 10/26/04 Sale 280 $27.78 Investor Group, L.P. 10/26/04 Sale 120 $27.78 Investor AB 10/26/04 Sale 3,290 $27.79 Investor Group, L.P. 10/26/04 Sale 1,410 $27.79 Investor AB 10/26/04 Sale 19,460 $27.80 Page 11 of 12 Pages Date of Nature of Number of For the Account of Transaction Transaction Securities Price - ------------------ ----------- ----------- ---------- ----- Investor Group, L.P. 10/26/04 Sale 8,340 $27.80 Investor AB 10/26/04 Sale 770 $27.85 Investor Group, L.P. 10/26/04 Sale 330 $27.85 Investor AB 10/26/04 Sale 8,260 $27.95 Investor Group, L.P. 10/26/04 Sale 3,540 $27.95 Investor AB 10/26/04 Sale 1,400 $27.96 Investor Group, L.P. 10/26/04 Sale 600 $27.96 Investor AB 10/26/04 Sale 280 $27.97 Investor Group, L.P. 10/26/04 Sale 120 $27.97 Investor AB 10/27/04 Sale 14,000 $27.25 Investor Group, L.P. 10/27/04 Sale 6,000 $27.25 Investor AB 10/27/04 Sale 10,500 $27.50 Investor Group, L.P. 10/27/04 Sale 4,500 $27.50 Investor AB 10/27/04 Sale 10,500 $27.55 Investor Group, L.P. 10/27/04 Sale 4,500 $27.55 Investor AB 10/27/04 Sale 24,500 $27.75 Investor Group, L.P. 10/27/04 Sale 10,500 $27.75 Investor AB 10/27/04 Sale 308,000 $26.78 Investor Group, L.P. 10/27/04 Sale 132,000 $26.78 Investor AB 11/02/04 Sale 26,250 $29.50 Investor Group, L.P. 11/02/04 Sale 11,250 $29.50 Investor AB 11/02/04 Sale 8,750 $29.90 Investor Group, L.P. 11/02/04 Sale 3,750 $29.90 Investor AB 11/02/04 Sale 35,000 $29.955 Page 12 of 12 Pages Date of Nature of Number of For the Account of Transaction Transaction Securities Price - ------------------ ----------- ----------- ---------- ----- Investor Group, L.P. 11/02/04 Sale 15,000 $29.955 Investor AB 11/02/04 Sale 17,500 $29.51 Investor Group, L.P. 11/02/04 Sale 7,500 $29.51 Investor AB 11/02/04 Sale 17,500 $29.52 Investor Group, L.P. 11/02/04 Sale 7,500 $29.52 -----END PRIVACY-ENHANCED MESSAGE-----